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Inactive

Kristen Hirning Spurlock

LPl Enterprise, LLC

Glen Allen, VA

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Richmond VA 03/2017 09/2017
Pruco Securities, Llc. Glen Allen VA 09/2017 11/2024
Oasis Employment Services Richmond VA 01/2015 03/2017
Prudential Insurance Company Of America Glen Allen VA 09/2017 Present
Lpl Enterprise, Llc Glen Allen VA 11/2024 Present
  • 03/2017 → 09/2017
    Mml Investors Services, Llc
    Richmond, VA
  • 09/2017 → 11/2024
    Pruco Securities, Llc.
    Glen Allen, VA
  • 01/2015 → 03/2017
    Oasis Employment Services
    Richmond, VA
  • 09/2017 → Present
    Prudential Insurance Company Of America
    Glen Allen, VA
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Glen Allen, VA
Previous Registrations
  • 2017-09-20 → 2024-11-14
    Pruco Securities, Llc.
    Glen Allen, VA
  • 2009-12-16 → 2015-01-20
    Msi Financial Services, Inc.
    Roanoke, VA
    Richmond, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-23
S65 Uniform Investment Adviser Law Examination 2009-12-10
S63 Uniform Securities Agent State Law Examination 2007-07-02
  • S66 Uniform Combined State Law Examination
    2017-08-23
  • S65 Uniform Investment Adviser Law Examination
    2009-12-10
  • S63 Uniform Securities Agent State Law Examination
    2007-07-02
Other Names
  • Kristen Joan Hirning
  • Kristen Joan Spurlock
  • Kristen Spurlock
  • Kristen Hirning Spurlock

View on SEC IAPD

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OSAIC WEALTH, INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JOHN SICAT
JENNIFER HELTON LUZZATTO
ALISHIA AREZOU DUBOIS
MICHAEL ROBERT ANLIKER
KRISTIN ANLIKER
SUSANNAH AMELIA ORZOLEK
ANNA L CARLSON
JORDAN PETER MISTRETTA

Other Offices

LPL FINANCIAL LLC · GLEN ALLEN, VA
STRATHMORE CAPITAL ADVISORS · Glen Allen, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CARLSON FINANCIAL · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
CETERA INVESTMENT ADVISERS LLC · GLEN ALLEN, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA
HUB INVESTMENT PARTNERS, LLC · Glen Allen, VA

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