Kristen Hirning Spurlock

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 09/2017
  Mml Investors Services, Llc
  Richmond, VA
• 09/2017 → 11/2024
  Pruco Securities, Llc.
  Glen Allen, VA
• 01/2015 → 03/2017
  Oasis Employment Services
  Richmond, VA
• 09/2017 → Present
  Prudential Insurance Company Of America
  Glen Allen, VA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Glen Allen, VA

Previous Registrations

• 2017-09-20 → 2024-11-14
  Pruco Securities, Llc.
  Glen Allen, VA
• 2009-12-16 → 2015-01-20
  Msi Financial Services, Inc.
  Roanoke, VA
  Richmond, VA

Exams

• S66 Uniform Combined State Law Examination
  2017-08-23
• S65 Uniform Investment Adviser Law Examination
  2009-12-10
• S63 Uniform Securities Agent State Law Examination
  2007-07-02

Other Names

• Kristen Joan Hirning
• Kristen Joan Spurlock
• Kristen Spurlock
• Kristen Hirning Spurlock