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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2015-04-10
  • MO RA
    APPROVED
    Since 2015-04-10

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors St Louis MO 02/2015 11/2016
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; CHESTERFIELD, MO.; 100% OWNER WITH SPOUSE; START DATE 05/20/2010; 1 HOUR PER MONTH/0 DURING TRADING. BAR LICENSE; NOT INVESTMENT RELATED; MISSOURI, KANSAS, ILLINOIS; LICENSED ATTORNEY; START DATE 2003; 0 HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-18
  • S66 Uniform Combined State Law Examination
    2007-12-18

View on SEC IAPD

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