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William Douglass

Morgan Stanley

Lake Forest, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-08-20
TX RA APPROVED 2021-08-20
  • IL RA
    APPROVED
    Since 2021-08-20
  • TX RA
    APPROVED
    Since 2021-08-20

Branch Locations

207 East Westminster Suite 300, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Forest IL 01/2011 08/2021
Bank Of America, N.A. Lake Forest IL 06/2011 08/2021
Morgan Stanley Smith Barney Llc Lake Forest IL 08/2021 Present
Morgan Stanley Private Bank, N.A New York NY 10/2021 Present
  • 01/2011 → 08/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lake Forest, IL
  • 06/2011 → 08/2021
    Bank Of America, N.A.
    Lake Forest, IL
  • 08/2021 → Present
    Morgan Stanley Smith Barney Llc
    Lake Forest, IL
  • 10/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-02-18
S63 Uniform Securities Agent State Law Examination 2007-05-11
  • S66 Uniform Combined State Law Examination
    2011-02-18
  • S63 Uniform Securities Agent State Law Examination
    2007-05-11
Other Names
  • William C Douglass

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
BUSS CAPITAL MANAGEMENT, LLC
ISTO ADVISORS, LLC
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC
ROUNDTABLE HEALTHCARE MANAGEMENT, INC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OBAR WEALTH MANAGEMENT LLC
EDWARD JONES

Other Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu
Nicole Teresa Simmons
DUSTIN L WHITE
Michael John Brady
Samantha Pelligrino McGuire
CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Lake Forest, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL

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