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James T Carpenter

Edward Jones

Hubbard, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-15
OH RA APPROVED 2017-05-05
  • TX RA
    APPROVED_RES
    Since 2019-01-15
  • OH RA
    APPROVED
    Since 2017-05-05

Branch Locations

70 West Liberty St, Hubbard, OH 44425 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Pnc Investments Youngstown OH 09/2014 04/2017
Pnc Bank Youngstown OH 09/2014 04/2017
Edward Jones St Louis MO 05/2017 Present
Mahoning County Casa Youngstown OH 08/2013 03/2017
Mt Calvary Church Youngstown OH 01/2013 03/2017
Steam Academy Of Warren Warren OH 01/2014 03/2017
  • 09/2014 → 04/2017
    Pnc Investments
    Youngstown, OH
  • 09/2014 → 04/2017
    Pnc Bank
    Youngstown, OH
  • 05/2017 → Present
    St Louis, MO
  • 08/2013 → 03/2017
    Mahoning County Casa
    Youngstown, OH
  • 01/2013 → 03/2017
    Mt Calvary Church
    Youngstown, OH
  • 01/2014 → 03/2017
    Steam Academy Of Warren
    Warren, OH
Previous Registrations
  • 2014-09-23 → 2017-04-28
    Youngstown, OH
    Youngstown, OH
  • 2013-12-09 → 2014-09-29
    Tallmadge, OH
  • 2012-10-01 → 2013-06-14
    Warren, OH
    Warren, OH
    Warren, OH
  • 2010-03-22 → 2012-10-01
    Chase Investment Services Corp.
    Warren, OH
    Warren, OH
    Warren, OH
    Warren, OH
  • 2004-08-03 → 2009-12-21
    Kestra Investment Services, Llc
    Youngstown, OH
    Youngstown, OH
Other Businesses

"Steam Academy of Warren Warren, OH Start date: 1/1/2014 Board member Hours per week: 0 Hours during trading: 0 Attend monthly meeting to review and discuss business operations of the school. MJ2 Holdings, LLC Type of business: Real Estate Holdings Youngstown, OH Start date: 10/28/2024 Member Hours per week: 1 Hours during trading: 0 Member

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-06
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S66 Uniform Combined State Law Examination
    2015-01-06
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19
Other Names
  • Jamie Carpenter
  • James Thomas Carpenter
  • James T Carpenter
  • James T Carpenter Iii

View on SEC IAPD

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