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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-04-01 |
Branch Locations
77952 Country Club Rd, Palm Desert, CA 92211 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | San Diego | CA | 03/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | Present |
UBER DRIVER, NOT INVESTMENT RELATED, SAN FRANCISCO, CA. START: 9/15/16, 30 HOURS/MONTH, TRANSPORTING PEOPLE TO THEIR DESTINATION. TRUSTEE FOR MOTHER IN-LAW; INV RELATED; PALM DESERT, CA; START: 8/1/17; 10 HRS/MO; 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
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