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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-04-20 |
Branch Locations
7500 W Grand Avenue, Gurnee, IL 60031 • United States
125 Mchenry Rd, Wheeling, IL 60090 • United States
702 N. Green Bay Road, Waukegan, IL 60085 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Finncial Advisors, Inc. | Gurnee | IL | 05/2006 | 04/2017 |
| Fifth Third Securites | Gurnee | IL | 04/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-20 |
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