David Haertel

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → 03/2021
  Fidelity Brokerage Services Llc
  Sarasota, FL
• 07/2018 → 03/2021
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 04/2021 → 03/2023
  Fisher Investments
  Tampa, FL
• 03/2023 → 08/2026
  Charles Schwab & Co., Inc.
  Bradenton, FL
• 03/2023 → 08/2026
  Charles Schwab Bank, Ssb
  Bradenton, FL
• 03/2016 → 04/2021
  Fidelity Investments
  Sarasota, FL
• 08/2026 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 08/2026 → Present
  Empower Advisory Group
  Greenwood Village, CO

Previous Registrations

• 2023-04-14 → 2026-08-01
  Charles Schwab & Co., Inc.
  Plano, TX
  Bradenton, FL
  Temple Terrace, FL
  Sarasota, FL
• 2021-05-28 → 2023-03-28
  Fisher Investments
  Tampa, FL
  Plano, TX
• 2018-07-13 → 2021-03-31
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2016-04-07 → 2018-07-13
  Strategic Advisers Llc
  Merrimack, NH
  Sarasota, FL
• 2011-10-13 → 2015-02-09
  Td Ameritrade, Inc.
  Burlington, MA
  Reston, VA
• 2011-10-17 → 2015-02-09
  Td Ameritrade Investment Management, Llc
  Burlington, MA
  Reston, VA

Other Businesses

1) FLIFE HC Investments LLC | Investment Related: No | Bradenton, FL | Real Estate (Non-Agent Broker) | Owner | Start date: 2021-12-10 | Hours Per Month: N/A | Hours Spent during Security Trading: 0 | Part owner of rental properties. 2) Manatee Softball Little League |Investment Related:No|11161 E State RD 70, Suite 110 PMB 317;Lakewood Ranch;FL;34202;USA|Sports/Physical Recreation |Safety Officer|2024-10-01|HoursPerMonth:Varies|HoursSpentduringSecurityTrading:0|

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-05-05
• S66 Uniform Combined State Law Examination
  2011-10-12

Other Names

• David Haertel
• David Eric Haertel