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Vincent E Florack

Northwestern Mutual Investment Services, LLC

Lake Forest, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-18
  • IL RA
    APPROVED
    Since 2025-11-18

Branch Locations

272 E Deerpath Rd Ste 204, Lake Forest, IL 60045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morningstar Inc Chicago IL 04/2004 07/2024
Unemployed Na IL 07/2024 06/2025
Joseph G Guin Lake Forest IL 06/2025 08/2025
Timothy George Hender Lake Forest IL 06/2025 08/2025
Northwestern Mutual Investment Services Llc Lake Forest IL 08/2025 Present
Timothy Hender Lake Forest IL 07/2025 Present
Joseph Guin Lake Forest IL 07/2025 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2025 Present
  • 04/2004 → 07/2024
    Morningstar Inc
    Chicago, IL
  • 07/2024 → 06/2025
    Unemployed
    Na, IL
  • 06/2025 → 08/2025
    Joseph G Guin
    Lake Forest, IL
  • 06/2025 → 08/2025
    Timothy George Hender
    Lake Forest, IL
  • 08/2025 → Present
    Northwestern Mutual Investment Services Llc
    Lake Forest, IL
  • 07/2025 → Present
    Timothy Hender
    Lake Forest, IL
  • 07/2025 → Present
    Joseph Guin
    Lake Forest, IL
  • 12/2025 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17
Other Names
  • Vincent Emmanuel Frederic Florack-Charriere
  • Vincent Emmanuel Frederic Florack-Charriere
  • Vincent E Florack
  • Vincent Emmanuel Florack

View on SEC IAPD

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Other Investors

Allison Marie Ockwood
Kevin G. Rieger
Tommy Pirvu
Nicole Teresa Simmons
DUSTIN L WHITE
Michael John Brady
Samantha Pelligrino McGuire
CAROL H. BUSS

Other Offices

J.P. MORGAN SECURITIES LLC · LAKE FOREST, IL
BUSS CAPITAL MANAGEMENT, LLC · LAKE FOREST, IL
ISTO ADVISORS, LLC · Lake Forest, IL
MOWERY & SCHOENFELD WEALTH MANAGEMENT, LLC · Lake Forest, IL
ROUNDTABLE HEALTHCARE MANAGEMENT, INC · LAKE FOREST, IL
OBAR WEALTH MANAGEMENT LLC · LAKE FOREST, IL
EDWARD JONES · LAKE FOREST, IL
TREE CITY INVESTMENTS, INC. · LAKE FOREST, IL

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