Nicholas Alexander Harris

Current Employers

Employment History

• 04/2006 → 12/2021
  Cassaday &Amp; Company, Inc.
  Mclean, VA
• 04/2006 → Present
  Royal Alliance Associates
  Mclean, VA
• 01/2022 → Present
  Cassaday & Co Wealth Management, Llc
  Mclean, VA

Previous Registrations

• 2009-02-19 → 2022-01-04
  Cassaday & Co Inc
  Mclean, VA

Other Businesses

1 - ROYAL ALLIANCE, INVESTMENT RELATED, ONE WORLD FINANCIAL CENTER, NY NY, POSITION: STATUTORY AGENT, START DATE: 11-06- 2007, 4 HOURS/MONTH, 4 HOURS DURING SECURITIES TRADING HOURS, DUTIES: IN HELPING CLIENTS WITH TOTAL FINANCIAL PLANNING, WE MIGHT HAVE THEM DO A VA 2 - BSI, INC. POSITION: INSURANCE AGENT NATURE: INSURANCE AGENCY INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/2014 ADDRESS: 19785 CRYSTAL ROCK DR., SUITE 211, GERMANTOWN MD 20874 DESCRIPTION: LONG-TERM CARE INSURANCE 3 - JURS MONTGOMERY BROKERAGE POSITION: INSURANCE AGENT NATURE: INSURANCE AGENCY INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/01/2014 ADDRESS: 121 SULLY'S TRAIL, SUITE 4, PITTSFORD NY 14534 DESCRIPTION: LIFE, DISABILITY, LONG-TERM CARE INSURANCE AND ANNUITIES 4 - JEFFERSON SCHOLARS FOUNDATION - SHADWELL SOCIETY (UVA) POSITION: Volunteer / Member NATURE: Non Profit 501(c) 3 INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2020 ADDRESS: 112 Clarke Court, Charlottesville VA 22903, United States DESCRIPTION: The mission of the Shadwell Society is to engage alumni and friends of the University and to provide support, meaningful service, and future leadership to the Jefferson Scholars Foundation. I also volunteer as an Interviewer interviewing high school seniors in the Washington, DC area applying for the Jefferson Scholarship at UVA. This once per year in the Spring. 5 - CASSADAY & CO WEALTH MANAGEMENT, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/03/2006 ADDRESS: 8180 Greensboro Drive, Suite 1180, McLean VA 22102, United States DESCRIPTION: I am a Financial Planner helping clients to comprehensively coordinate every aspect of their financial plans, including investment management, insurance planning, estate planning income tax planning, and everything involving a dollar sign in their lives. 6. 8180 GREENSBORO PARTNERS, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2025 ADDRESS: 8180 Greensboro Dr, Suite 1180, McLean VA 22102, United States DESCRIPTION: Attend Partner Meetings 7. GREENSBORO LEGACY PARTNERS, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2022 ADDRESS: 850 New Burton Road, Suite 201, Dover DE 19904, United States DESCRIPTION: Attend Partner and Company Financial Meetings

Exams

• S66 Uniform Combined State Law Examination
  2007-08-27

Designations