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Troy Allan Paradis

Osaic Wealth, Inc.

Scottsdale, AZ

CRD 5323843

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-14
  • NE RA
    APPROVED
    Since 2024-06-14

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America, Inc. Omaha NE 04/2007 Present
Securities America Advisors, Inc. Lavista NE 04/2009 Present
Osaic Wealth, Inc. Jersey City NJ 09/2023 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
  • 04/2007 → Present
    Securities America, Inc.
    Omaha, NE
  • 04/2009 → Present
    Securities America Advisors, Inc.
    Lavista, NE
  • 09/2023 → Present
    Jersey City, NJ
  • 06/2024 → Present
    Jersey City, NJ
  • 06/2024 → Present
    Jersey City, NJ
Previous Registrations
  • 2009-04-09 → 2024-06-14
    Securities America Advisors, Inc.
    Lavista, NE
Other Businesses

SAA OBA POSITION: SAI Employee NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 4/2009 LOCATED AT 12325 PORT GRACE BLVD; LAVISTA, NE 68128 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-25
  • S66 Uniform Combined State Law Examination
    2008-04-25

View on SEC IAPD

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