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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Omaha | NE | 04/2007 | Present |
| Securities America Advisors, Inc. | Lavista | NE | 04/2009 | Present |
| Osaic Wealth, Inc. | Jersey City | NJ | 09/2023 | Present |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
SAA OBA POSITION: SAI Employee NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT ADVISORY- INVESTMENT RELATED- START DATE: 4/2009 LOCATED AT 12325 PORT GRACE BLVD; LAVISTA, NE 68128 INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2009 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, United States DESCRIPTION: N/A
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-25 |
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