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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

400 Capitol Mall Ste 1700 [Nm-Rbo], Sacramento, CA 95814 • United States

3001 Capitol Ave, Sacramento, CA 95816 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Vallejo CA 08/2003 Present
Chevron Stations Inc. Benicia CA 12/2002 Present
Wells Fargo Advisors Llc Santa Rosa CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Rosa CA 11/2016 Present
  • 08/2003 → Present
    Wells Fargo Bank, N.A.
    Vallejo, CA
  • 12/2002 → Present
    Chevron Stations Inc.
    Benicia, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Santa Rosa, CA
  • 11/2016 → Present
    Santa Rosa, CA
Previous Registrations
  • 2007-06-07 → 2011-01-03
    Wells Fargo Investments, Llc
    Vallejo, CA
    Santa Rosa, CA
    Fairfield, CA
    Vallejo, CA
Other Businesses

CHEVRON STATIONS INC, NON INVESTMENT RELATED 10 SOLANO SQ. BENICIA CA 94510. CONVENIENCE STORE, GAS STATION. POSITION, CASHIER, STARTED ON 12/1999 DEVOTE 16 HRS. PER WEEK AT NIGHT TIME 10PM TO 6AM ON WEEKENDS. DUTIES INCLUDE BEING BEHIND A CASH REGISTER COLLECTING PAYMENT FOR GROCERY AND GAS PURCHASES, SOME CLEANING AND PAPERWORK TO REGISTER RECONCILIATION.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-06
  • S66 Uniform Combined State Law Examination
    2007-06-06
Other Names
  • Rudy De La Riva

View on SEC IAPD

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