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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-02
MN RA APPROVED 2023-08-10
  • FL RA
    APPROVED
    Since 2025-10-02
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

St. Paul, MN • United States

Destin, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Ins Co St Paul MN 04/2007 08/2023
Northstar Resource Group Minneapolis MN 04/2007 Present
Securian Financial Services, Inc St Paul MN 04/2007 08/2023
Cri Securities, Llc St Paul MN 04/2007 10/2021
Hays Companies Minneapolis MN 01/2021 Present
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Prospect Holdings Llc Minneapolis MN 06/2017 Present
Highland Park Investments, Llc St Paul MN 06/2023 Present
The Vitality Group Llc St Paul MN 11/2025 Present
  • 04/2007 → 08/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 04/2007 → Present
    Northstar Resource Group
    Minneapolis, MN
  • 04/2007 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 04/2007 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 01/2021 → Present
    Hays Companies
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
  • 06/2017 → Present
    Prospect Holdings Llc
    Minneapolis, MN
  • 06/2023 → Present
    Highland Park Investments, Llc
    St Paul, MN
  • 11/2025 → Present
    The Vitality Group Llc
    St Paul, MN
Previous Registrations
  • 2014-01-16 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2014-01-16 → 2021-10-21
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: AGENT/BROKER NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 06/01/2011 ADDRESS: , MINNEAPOLIS MN , UNITED STATES DESCRIPTION: AGENT/BROKER 2. THE VITALITY GROUP POSITION: OWNER NATURE: DBA INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2014 ADDRESS: , MINNEAPOLIS MN , UNITED STATES DESCRIPTION: OWNER 3. HAYS COMPANIES POSITION: INDEPENDENT CONTRACTOR NATURE: FIXED INSURANCE SALES INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 80 SOUTH 8TH STREET, SUITE 700, MINNEAPOLIS MN 55402, UNITED STATES DESCRIPTION: I WILL BE UTILIZING HAYS COMPANIES FOR FIXED GROUP HEALTH, DISABILITY AND LIFE INSURANCE. 4. STP HOLDINGS LLC POSITION: PARTNER NATURE: BUSINESS OWNER INVESTMENT RELATED: NO NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 05/01/2017 ADDRESS: 39 CLARENCE AVE SE, MINNEAPOLIS MN 55414, UNITED STATES DESCRIPTION: MARKETING ASSISTANCE, OPERATIONS ASSISTANCE & FINANCES. ROLE ENTAILS FINANCIAL DECISION MAKING AND BILL PAYMENT/COORDINATION 5. NAME OF OTHER BUSINESS: PROSPECT HOLDINGS LLC, INVESTMENT RELATED: NO, ADDRESS: 2718 UNIVERSITY AVE. SE, MINNEAPOLIS, MN, 55414, NATURE OF BUSINESS: HOLDING COMPANY FOR ANYTIME FITNESS FRANCHISE, START DATE:06/2017, POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: HELP MANAGE THE FINANCES (FINANCIAL STATEMENTS, PROJECTIONS AND BUDGETS), ASSIST IN MAKING DECISIONS ON CAPITAL IMPROVEMENTS, NEGOTIATE LEASES AND FRANCHISE AGREEMENTS AND DEAL WITH EMPLOYEE MANAGEMENT. 6. NAME OF OTHER BUSINESS: HIGHLAND PARK INVESTMENTS, LLC, INVESTMENT RELATED: NO, ADDRESS: 533 SUMMIT AVE. ST PAUL, MN, 55102, NATURE OF BUSINESS: REAL ESTATE, START DATE: 06/2023, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INVESTOR WHO WILL HAVE OWNERSHIP IN A COMMERCIAL BUILDING; 7. NAME OF OTHER BUSINESS: THE VITALITY GROUP LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE AND FINANCIAL SERVICES; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: OWNER/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT AND FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-04
S63 Uniform Securities Agent State Law Examination 2007-05-12
  • S66 Uniform Combined State Law Examination
    2009-09-04
  • S63 Uniform Securities Agent State Law Examination
    2007-05-12
Designations

View on SEC IAPD

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