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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Ashland | OR | 09/2009 | Present |
| "A" Street Financial Advisors, Inc. | Ashland | OR | 06/2009 | 03/2024 |
1. 10/23/2012: No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Service Existing Contracts. 2. 11/12/2015: No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Started 10/04/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Residential property. 3. 10/14/2024 - A Street Financial Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/14/2007 - 80 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-07 |
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