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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-15
OR RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2024-03-15
  • OR RA
    APPROVED
    Since 2011-01-03

Branch Locations

67 E Main St, Ashland, OR 97520 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

3232 Hillcrest Park Drive, Medford, OR 97504 • United States

1320 E Mcandrews Rd, Medford, OR 97504 • United States

7445 Crater Lake Hwy, White City, OR 97503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Ashland OR 07/1997 Present
Wells Fargo Advisors Llc Ashland OR 01/2011 11/2016
Wells Fargo Clearing Services, Llc Ashland OR 11/2016 Present
  • 07/1997 → Present
    Wells Fargo Bank
    Ashland, OR
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Ashland, OR
  • 11/2016 → Present
    Ashland, OR
Previous Registrations
  • 2003-10-29 → 2011-01-03
    Wells Fargo Investments, Llc
    Eugene, OR
    Ashland, OR
    Ashland, OR
Other Businesses

APARTMENTS, INV RELATED, BURLINGAME, CA, START: 10/1999, 6.67% OWNER, 0 HOURS PER MONTH/0 DURING TRADING, DUTIES: NONE ASHLAND ROTARY FOUNDATION ; INV RELATED;ASHLAND,OR; TREASURER; START DATE: 07/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-28
  • S66 Uniform Combined State Law Examination
    2003-10-28

View on SEC IAPD

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