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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-08-23 |
| OR | RA | APPROVED | 2019-08-13 |
| CA | RA | APPROVED | 2019-08-09 |
| TX | RA | APPROVED_RES | 2017-12-22 |
| WI | RA | APPROVED | 2017-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comprehensive Asset Management And Servicing, Inc. | Parsippany | NJ | 07/2016 | 01/2017 |
| Midwest Professional Planners, Ltd. | Wausau | WI | 07/2016 | 06/2017 |
| Comprehensive Asset Management And Servicing, Inc. | Wausau | WI | 01/2017 | 06/2017 |
| Jp Morgan Securities, Llc | Ashland | OR | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-02-06 |
| S66 | Uniform Combined State Law Examination | 2007-08-17 |
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