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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-08-23
OR RA APPROVED 2019-08-13
CA RA APPROVED 2019-08-09
TX RA APPROVED_RES 2017-12-22
WI RA APPROVED 2017-06-29
  • AZ RA
    APPROVED
    Since 2022-08-23
  • OR RA
    APPROVED
    Since 2019-08-13
  • CA RA
    APPROVED
    Since 2019-08-09
  • TX RA
    APPROVED_RES
    Since 2017-12-22
  • WI RA
    APPROVED
    Since 2017-06-29

Branch Locations

515 N 5Th Street, Jacksonville, OR 97530 • United States

243 E. Main Street, Ashland, OR 97520 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comprehensive Asset Management And Servicing, Inc. Parsippany NJ 07/2016 01/2017
Midwest Professional Planners, Ltd. Wausau WI 07/2016 06/2017
Comprehensive Asset Management And Servicing, Inc. Wausau WI 01/2017 06/2017
Jp Morgan Securities, Llc Ashland OR 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-02-06
S66 Uniform Combined State Law Examination 2007-08-17
  • S63 Uniform Securities Agent State Law Examination
    2017-02-06
  • S66 Uniform Combined State Law Examination
    2007-08-17
Other Names
  • Sue M Paynter
  • Susan M Paynter
  • Susan Marie Paynter
  • Susan M Davis

View on SEC IAPD

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