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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-07-16
TX RA APPROVED_RES 2022-02-22
OH RA APPROVED 2022-02-03
  • NY RA
    APPROVED
    Since 2026-07-16
  • TX RA
    APPROVED_RES
    Since 2022-02-22
  • OH RA
    APPROVED
    Since 2022-02-03

Branch Locations

370 S. Cleveland Ave. Floor 02, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Columbus OH 12/2011 12/2021
Prudential Advisor Columbus OH 12/2011 12/2021
J.P Morgan Securities Llc Westerville OH 01/2022 Present
Jpmorgan Chase Bank, N.A. Westerville OH 01/2022 Present
  • 12/2011 → 12/2021
    Columbus, OH
  • 12/2011 → 12/2021
    Prudential Advisor
    Columbus, OH
  • 01/2022 → Present
    Westerville, OH
  • 01/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Westerville, OH
Previous Registrations
Other Businesses

Entity Name: Prudential Insurance Company of America Investment related: No "Address: 213 Washington Street, 18th Floor Newark, NJ 07102" Nature of the other business: Insurance Position/Title/Relationship: Employee/Contractor Start Date: 10/10/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: I have been retired form Prudential. I am getting trail commission form Prudential. Prudential and J.P. Morgan securities LLC has selling agreement." "Entity Name: Mukharvind Investment LLC Investment related: Yes "Address: 109 Brookhill Dr, Powell, OH 43065" Nature of the other business: Investment Position/Title/Relationship: Owner/Partner Start Date: 01/01/2015 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: It is an investment club, where we are five members. WE contribute 100 @ month and we follow Better Investment ideas and also use their software to study stock. I don't have trading authority. Based on stock study we as a club decide to buy, sell or hold on investment decision. We vote for decision.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-25
S63 Uniform Securities Agent State Law Examination 2011-11-15
  • S65 Uniform Investment Adviser Law Examination
    2014-02-25
  • S63 Uniform Securities Agent State Law Examination
    2011-11-15
Other Names
  • Mayurkant M Shah
  • Mayur M Shah
  • Mayurkant Manubhai Shah

View on SEC IAPD

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