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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-10-23
  • CO RA
    APPROVED
    Since 2025-10-23

Branch Locations

870 Kipling St. Suite A, Lakewood, CO 80215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rountree & Associates Lakewood CO 04/2007 Present
Royal Alliance Associates, Inc. Lakewood CO 07/2011 08/2018
Kestra Investment Services, Llc Lakewood CO 08/2018 Present
Kestra Advisory Services, Llc Lakewood CO 10/2025 Present
  • 04/2007 → Present
    Rountree & Associates
    Lakewood, CO
  • 07/2011 → 08/2018
    Royal Alliance Associates, Inc.
    Lakewood, CO
  • 08/2018 → Present
    Kestra Investment Services, Llc
    Lakewood, CO
  • 10/2025 → Present
    Lakewood, CO
Other Businesses

Name: JILL RUCKLE-HOUSE RENTAL POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2022 ADDRESS: 1724 Myrtle St, Jackson MS 39202 DESCRIPTION: own 2nd home, pay for maintenance & pay utilities Name: PERSONAL BENEFIT ADVISORY, INC. POSITION: Securities Manager NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2025 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: Primary point of contact for all advisors providing financial services to clients based on their financial situation. We offer professional third party money management. We offer 529s and annuities. We are fiduciaries. NAME: KESTRA ADVISORY SERVICES POSITION: Securities & Compliance Manager NATURE: Registered Field Assistant INVESTMENT RELATED: No # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/27/2018 ADDRESS: 5707 Southwest Pkwy, Bldg. 2, Ste. 400, Austin TX 78735, United States DESCRIPTION: opening accounts and maintenance, client support, compliance updating ADV

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-22
S63 Uniform Securities Agent State Law Examination 2022-05-06
  • S66 Uniform Combined State Law Examination
    2025-10-22
  • S63 Uniform Securities Agent State Law Examination
    2022-05-06
Other Names
  • Jill Monica Maestas

View on SEC IAPD

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