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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rountree & Associates | Lakewood | CO | 04/2007 | Present |
| Royal Alliance Associates, Inc. | Lakewood | CO | 07/2011 | 08/2018 |
| Kestra Investment Services, Llc | Lakewood | CO | 08/2018 | Present |
| Kestra Advisory Services, Llc | Lakewood | CO | 10/2025 | Present |
Name: JILL RUCKLE-HOUSE RENTAL POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/22/2022 ADDRESS: 1724 Myrtle St, Jackson MS 39202 DESCRIPTION: own 2nd home, pay for maintenance & pay utilities Name: PERSONAL BENEFIT ADVISORY, INC. POSITION: Securities Manager NATURE: Registered Field Assistant INVESTMENT RELATED: Yes # OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 09/01/2025 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: Primary point of contact for all advisors providing financial services to clients based on their financial situation. We offer professional third party money management. We offer 529s and annuities. We are fiduciaries. NAME: KESTRA ADVISORY SERVICES POSITION: Securities & Compliance Manager NATURE: Registered Field Assistant INVESTMENT RELATED: No # OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 08/27/2018 ADDRESS: 5707 Southwest Pkwy, Bldg. 2, Ste. 400, Austin TX 78735, United States DESCRIPTION: opening accounts and maintenance, client support, compliance updating ADV
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2022-05-06 |
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