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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2017-11-27
TX RA APPROVED 2017-11-21
  • AZ RA
    APPROVED
    Since 2017-11-27
  • TX RA
    APPROVED
    Since 2017-11-21

Branch Locations

3430 East Sunrise Drive Suite 250, Tucson, AZ 85718-3237 • United States

Oro Valley, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Tucson AZ 05/2008 11/2016
Wells Fargo Clearing Services, Llc Tucson AZ 11/2016 11/2017
Rbc Capital Markets, Llc Tucson AZ 11/2017 Present
Previous Registrations
  • 2008-01-01 → 2017-11-10
    Tucson, AZ
    Bradenton, FL
    Tucson, AZ
  • 2007-07-20 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Louis, MO
    Bradenton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-18
  • S66 Uniform Combined State Law Examination
    2007-07-18
Designations
Other Names
  • Stacy Marie Hadnot
  • Stacy Quiri

View on SEC IAPD

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