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Kevin Matthew Zawodniak

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-06
MO RA APPROVED 2016-12-16
  • IL RA
    APPROVED
    Since 2022-07-06
  • MO RA
    APPROVED
    Since 2016-12-16

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wayne Hummer Investments Collinsville IL 11/2004 11/2016
First County Bank Swansea IL 11/2004 11/2016
Stifel Nicolaus & Co Inc St. Louis MO 11/2016 Present
  • 11/2004 → 11/2016
    Wayne Hummer Investments
    Collinsville, IL
  • 11/2004 → 11/2016
    First County Bank
    Swansea, IL
  • 11/2016 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Previous Registrations
  • 2007-05-15 → 2016-11-10
    Wintrust Investments Llc
    Edwardsville, IL
    Albers, IL
    Collinsville, IL
    Chicago, IL
    Swansea, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-14
  • S66 Uniform Combined State Law Examination
    2007-05-14
Designations

View on SEC IAPD

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