Kevin Matthew Zawodniak

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → 11/2016
  Wayne Hummer Investments
  Collinsville, IL
• 11/2004 → 11/2016
  First County Bank
  Swansea, IL
• 11/2016 → Present
  Stifel Nicolaus & Co Inc
  St. Louis, MO

Previous Registrations

• 2007-05-15 → 2016-11-10
  Wintrust Investments Llc
  Edwardsville, IL
  Albers, IL
  Collinsville, IL
  Chicago, IL
  Swansea, IL

Exams

• S66 Uniform Combined State Law Examination
  2007-05-14

Designations

• Certified Financial Planner