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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-31
  • FL RA
    APPROVED
    Since 2024-05-31

Branch Locations

1200 W Granada Blvd Unit 6B, Ormond Beach, FL 32174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Ormond Beach FL 06/2013 05/2024
Morgan Stanley Private Bank, N.A. New York NY 01/2015 05/2024
Wells Fargo Advisors Financial Network, Llc Ormond Beach FL 05/2024 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2013 → 05/2024
    Morgan Stanley Smith Barney Llc
    Ormond Beach, FL
  • 01/2015 → 05/2024
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2024 → Present
    Ormond Beach, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

WES HOLLAN LLC; INV RELATED; ORMOND BEACH, FL; 100% OWNERSHIP; START 05/15/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; FINET PRACTICE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-14
  • S66 Uniform Combined State Law Examination
    2007-06-14

View on SEC IAPD

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