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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-05-31 |
Branch Locations
1200 W Granada Blvd Unit 6B, Ormond Beach, FL 32174 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Ormond Beach | FL | 06/2013 | 05/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Ormond Beach | FL | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | Present |
WES HOLLAN LLC; INV RELATED; ORMOND BEACH, FL; 100% OWNERSHIP; START 05/15/2024; 1 HOUR PER MONTH; 1 HOUR DURING TRADING; FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-14 |
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