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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2010-10-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | Austin | TX | 04/2007 | Present |
| Nylife Securities Llc | Austin | TX | 05/2007 | Present |
| Eagle Strategies Llc | Austin | TX | 10/2010 | Present |
| Williams Wealth Strategies | Austin | TX | 05/2011 | Present |
| Prs Group, Llc D.B.A. Physician'S Resource Services | Austin | TX | 01/2018 | 05/2018 |
| Wws Financial, Llc | Austin | TX | 08/2022 | Present |
[APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS: INVESTMENT RELATED; INSURANCE BROKER; START DATE 1/2011; 10 HOURS PER WEEK AND DURING SECURITIES HOURS] [[OPERATING UNDER THE DBA NAME OF WILLIAMS WEALTH STRATEGIES, FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; OWNER; INVESTMENT RELATED; 6200 BRIDGEPOINT PARKWAY, SUITE 300, AUSTIN, TX 78730; START DATE 5/2011] [WWS Financial LLC; Need an LLC to lease my office and for employing staff for creditor protection purposes.; 6200 Bridgepoint Parkway Building IV Suite 300, Austin, TX 78730; Start Date 09/2021; Role/Title: Owner; Not Investment Related; 5 hours per month; 5 hours per month during securities trading hours;making capital contributions from personal compensation in order to fund payroll and benefits for my staff and to pay office rent.] [OPERATING UNDER THE DBA NAME OF WWS FINANCIAL, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; AUSTIN, TX; START DATE: 08/2022] [NYLARC Holding Company, Inc; Reinsuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 01/2024; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-21 |
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