Natalie Margaret Compton

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → 03/2020
  Ameriprise Financial Services, Inc.
  Austin, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Austin, TX

Other Businesses

Outside Employment; Pathsage LLC; Paraplanner - I am a paraplanner for the Hearthstone Wealth Management group practice of Ameriprise Financial. I provide Ameriprise client service, do trades, assist with financial planning data entry and prepare Ameriprise forms. Advisor Walter Reep pays my salary via his advisor owned legal entity Pathsage LLC. My duties are all within the scope of my role with Ameriprise. As Walter Reep is a franchise advisor, I am not directly paid by Ameriprise.; ; 11675 Jollyville Road Suite 200, , Austin, TX, 78759; Investment-Related; 03/01/2016; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-07

Other Names

• Natalie Margaret Roth