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Christopher John Guillen

Morgan Stanley

Albuquerque, NM

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-11
NM RA APPROVED 2012-08-01
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • NM RA
    APPROVED
    Since 2012-08-01

Branch Locations

6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Albuquerque NM 06/2012 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2012 → Present
    Morgan Stanley Smith Barney
    Albuquerque, NM
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-27
S63 Uniform Securities Agent State Law Examination 2010-12-10
  • S66 Uniform Combined State Law Examination
    2012-07-27
  • S63 Uniform Securities Agent State Law Examination
    2010-12-10

View on SEC IAPD

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Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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