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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-01-16 |
| TX | RA | APPROVED_RES | 2019-01-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 01/2019 |
| Stifel Nicolaus & Co Inc | Cincinnati | OH | 01/2019 | Present |
1. JLAS 640 94th, LLC; 2032 Fox Brook Pl, Cincinnati, OH 45244; Vacation Rental Property; Owner; Maintain business and rent property; 09/08/2020; 1 Hour per Week; Not During Securities Trading Hours; Investment-Related. 2. Anderson Area Chamber of Commerce; 7850 Five Mile Rd., Cincinnati, OH 45230; To provide support and resources to member businesses in the Anderson area, by providing quality corporate leadership.; Member - Board of Directors; I will be responsible for attending monthly board meetings to further the AACC's goal of fostering economic growth in Anderson Township.; 12/01/2022 ; 2 Hours per Month; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-06 |
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