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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-03 |
| TX | RA | APPROVED | 2025-01-31 |
Branch Locations
4700 Millenia Boulevard Suite 310, Orlando, FL 32839 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Orlando | FL | 03/2014 | 05/2019 |
| Schwab Private Client Investment Advisory, Inc. | Orlando | FL | 03/2014 | 05/2019 |
| Robinhood Financial, Llc | Lake Mary | FL | 05/2019 | 11/2021 |
| Thomas J Goes | Orlando | FL | 05/2024 | 11/2024 |
| Northwestern Mutual Investment Services Llc | Orlando | FL | 05/2024 | 11/2024 |
| V's Barbershop | Windemere | FL | 12/2016 | Present |
| Myfamily Orthodontics | Windermere | FL | 11/2016 | Present |
| Lpl Enterprise | Orlando | FL | 01/2025 | Present |
1. 01/24/2025 - L&LJ Holdings LLC dba V's Barbershop - Business Owner - NOT INV REL - Bella Collina, FL - Start Date 07/15/2014 - 20hrs/MTH - 0hrs During Trading 2. 01/24/2025 - Roper YMCA - Non-Profit Board Member - NOT INV REL - Winter Garden, FL - Start Date 01/01/2018 - 1hr/MTH - 0hrs During Trading 3. 01/24/2025 - AeroHP LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - Bella Collina, FL - Start Date 01/31/2025 - 1hr/MTH - 0hrs During Trading 4. 01/24/2025 - Lauris L Johnson DMD PLLC - Outside/W-2 Employment - NOT INV REL - Bella Collina, FL - Start Date 12/12/2014 - 10hrs/MTH - 0hrs During Trading 5. 01/24/2025 - L&LJ Orlando LLC - Business Entity For Tax/Investment Purposes Only - NOT INV REL - Montverde, FL - Start Date 06/19/2019 - 1hr/MTH - 0hrs During Trading 6. 01/24/2025 - Lemay Drive - Real Estate Rental - INV Related - At Clermont, FL - Start Date 01/01/2024 - 1hr/MTH - 0hrs During Trading 7. 03/13/2026-Oneil Warren & Co.-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/11/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-03 |
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
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