Todd Evan Davies

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 05/2019
  Morgan Stanley Smith Barney
  Tampa, FL
• 01/2015 → 05/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 05/2019 → 12/2020
  Fidelity Brokerage Services Llc
  Tampa, FL
• 01/2021 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2021 → Present
  Cetera Investment Advisers Llc
  Tampa, FL

Previous Registrations

• 2019-06-28 → 2021-01-07
  Fidelity Personal And Workplace Advisors
  Tampa, FL
• 2011-05-05 → 2019-05-17
  Morgan Stanley
  Tampa, FL
• 2007-06-18 → 2011-03-14
  Ameriprise Financial Services, Llc
  Tampa, FL

Other Businesses

1.) SEMINOLE HEIGHTS UMC, BOARD OF TRUSTEES, MAINTAINING CHURCH BUILDING, 1HR/WK

Exams

• S66 Uniform Combined State Law Examination
  2007-06-14

Designations

• Certified Financial Planner