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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-03-12
TX RA APPROVED_RES 2020-03-02
  • LA RA
    APPROVED
    Since 2020-03-12
  • TX RA
    APPROVED_RES
    Since 2020-03-02

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Baton Rouge LA 10/2012 03/2020
Dustin C Berry (Dba Berry'S Bungalow) Baton Rogue LA 07/2018 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 03/2020 Present
Bank Of America, N.A. Baton Rouge LA 06/2020 Present
Previous Registrations
  • 2012-10-01 → 2020-03-11
    Baton Rouge, LA
    Baton Rouge, LA
  • 2009-11-12 → 2012-10-01
    Chase Investment Services Corp.
    Baton Rouge, LA
    Baton Rouge, LA
  • 2007-07-09 → 2009-11-03
    Baton Rouge, LA
    Alexandria, LA
    St Louis, MO
    Pineville, LA
Other Businesses

I*9518For profit or not for profit: Name of outside business organization: Berrys Bungalow PropertiesInvestment related: Address of business: Baton Rouge, Louisiana 70817Nature of business: ,Compensation for Activity: Position, title, association: , Start date of relationship: 2/1/2016Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 I*4521273 Entity Type: Fiduciary Role Name of OBA: T A V Address: Baton Rouge, Louisiana, 70817 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/06/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: Nephew

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-21
  • S66 Uniform Combined State Law Examination
    2007-06-21
Other Names
  • Dusty Christopher Berry
  • Dustin Berry
  • Dustin Christopher Berry

View on SEC IAPD

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