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66 Husdson Boulevard East, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-07-16 |
| IN | RA | APPROVED | 2026-01-06 |
| CT | RA | APPROVED | 2022-10-12 |
| GA | RA | APPROVED | 2022-07-14 |
| AZ | RA | APPROVED | 2022-07-05 |
| TX | RA | APPROVED | 2022-05-04 |
| CA | RA | APPROVED | 2022-03-30 |
Branch Locations
1107 S. Baldwin Avenue Suite C, Arcadia, CA 91007 • United States
Monrovia, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Temple City | CA | 08/2016 | 06/2017 |
| Unionbanc Investment Services | Arcadia | CA | 06/2017 | 03/2019 |
| Vanbridge (Wholesale) | San Ramon | CA | 03/2019 | 02/2022 |
| The Leaders Group, Inc. | Littleton | CO | 03/2019 | 02/2022 |
| Hsbc Bank Usa, N.A. | San Gabriel | CA | 02/2022 | Present |
| Hsbc Securities (Usa) Inc. | San Gabriel | CA | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-10-10 |
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