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Daniel Jonathan Brown

Commonwealth Financial Network

Columbia, MD

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
MD RA APPROVED 2017-03-03
  • TX RA
    APPROVED
    Since 2026-03-23
  • MD RA
    APPROVED
    Since 2017-03-03

Branch Locations

10980 Grantchester Way, Suite 330, Columbia, MD 21044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia MD 02/2008 03/2017
Commonwealth Financial Network Waltham MA 03/2017 Present
Cypress Wealth Management Columbia MD 02/2021 Present
  • 02/2008 → 03/2017
    Ameriprise Financial Services, Inc.
    Columbia, MD
  • 03/2017 → Present
    Commonwealth Financial Network
    Waltham, MA
  • 02/2021 → Present
    Cypress Wealth Management
    Columbia, MD
Previous Registrations
Other Businesses

1. Fixed insurance sales, as of 04/01/2017, 2% of time spent during business hours, Investment related and conducted from branch location.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-13
S66 Uniform Combined State Law Examination 2008-03-19
S63 Uniform Securities Agent State Law Examination 2007-07-06
  • S65 Uniform Investment Adviser Law Examination
    2026-03-13
  • S66 Uniform Combined State Law Examination
    2008-03-19
  • S63 Uniform Securities Agent State Law Examination
    2007-07-06
Other Names
  • Daniel J Brown

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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