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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2017-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Seattle | WA | 09/2015 | 11/2017 |
| Scottrade Investment Management | Seattle | WA | 01/2017 | 11/2017 |
| J.P. Morgan Securities Llc | Seattle | WA | 11/2017 | Present |
| Jpmorgan Chase Bank, N.A. | Seattle | WA | 11/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-10-30 |
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