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Suzanne Shearer

Morgan Stanley

Louisville, KY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2023-12-01
TX RA APPROVED_RES 2023-12-01
  • KY RA
    APPROVED
    Since 2023-12-01
  • TX RA
    APPROVED_RES
    Since 2023-12-01

Branch Locations

4969 Us Highway 42 Suite 1200, Louisville, KY 40222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Pittsburgh PA 04/2007 12/2023
Pnc Investments Pittsburgh PA 05/2010 12/2023
Morgan Stanley Smith Barney Llc Louisville KY 12/2023 Present
  • 04/2007 → 12/2023
    Pnc Bank
    Pittsburgh, PA
  • 05/2010 → 12/2023
    Pnc Investments
    Pittsburgh, PA
  • 12/2023 → Present
    Morgan Stanley Smith Barney Llc
    Louisville, KY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-02
  • S66 Uniform Combined State Law Examination
    2011-05-02
Other Names
  • Suzanne Shearer Coakley
  • Elizabeth Suzanne Shearer
  • Elizabeth Suzanne Shearer

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LOUISVILLE, KY
WAYCROSS GP, LLC · LOUISVILLE, KY
WAYCROSS PARTNERS, LLC · LOUISVILLE, KY
PNC WEALTH MANAGEMENT LLC · Louisville, KY
KESTRA ADVISORY SERVICES, LLC · Louisville, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY
LPL FINANCIAL LLC · LOUISVILLE, KY

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