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Robert R Phillips

J.P. Morgan Securities LLC

Rochester, MI

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-02-20
MI RA APPROVED 2022-03-23
  • TX RA
    APPROVED_RES
    Since 2024-02-20
  • MI RA
    APPROVED
    Since 2022-03-23

Branch Locations

339 S Main Street, Rochester, MI 48307 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Rochester MI 03/2022 04/2022
J.P. Morgan Securities Llc Rochester MI 03/2022 Present
Lifelong Advocacy Inc Clinton Township NJ 11/2012 03/2020
Jpmorgan Chase Bank, Na Rochester Hills MI 06/2014 12/2016
Jpmorgan Chase Bank, Na Rochester Hills MI 01/2017 02/2022
Jpmorgan Chase Bank, N.A. Rochester MI 05/2022 Present
J.P. Morgan Securities Llc Rochester Hills MI 03/2007 02/2022
  • 03/2022 → 04/2022
    Jpmorgan Chase Bank, Na
    Rochester, MI
  • 03/2022 → Present
    J.P. Morgan Securities Llc
    Rochester, MI
  • 11/2012 → 03/2020
    Lifelong Advocacy Inc
    Clinton Township, NJ
  • 06/2014 → 12/2016
    Jpmorgan Chase Bank, Na
    Rochester Hills, MI
  • 01/2017 → 02/2022
    Jpmorgan Chase Bank, Na
    Rochester Hills, MI
  • 05/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Rochester, MI
  • 03/2007 → 02/2022
    J.P. Morgan Securities Llc
    Rochester Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-26
S63 Uniform Securities Agent State Law Examination 2007-04-26
  • S66 Uniform Combined State Law Examination
    2021-04-26
  • S63 Uniform Securities Agent State Law Examination
    2007-04-26
Other Names
  • Rob Phillips

View on SEC IAPD

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Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · ROCHESTER, MI
CLARKSTON CAPITAL PARTNERS, LLC · ROCHESTER, MI
SOLYCO CAPITAL LLC · ROCHESTER, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ROCHESTER, MI
LPL FINANCIAL LLC · ROCHESTER, MI
OSAIC WEALTH, INC. · Rochester, MI
J.P. MORGAN SECURITIES LLC · Rochester, MI
OSAIC WEALTH, INC. · Rochester, MI

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