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Kraig Arthur Pendleton

Morgan Stanley

Saginaw, MI

Frankenmuth, MI

Frankenmuth, MI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-11-12
TX RA APPROVED 2014-11-07
  • MI RA
    APPROVED
    Since 2014-11-12
  • TX RA
    APPROVED
    Since 2014-11-07

Branch Locations

4760 Fashion Square Boulevard, Saginaw, MI 48604 • United States

325 South Main Street, Frankenmuth, MI 48734 • United States

Frankenmuth, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Saginaw MI 11/2014 Present
Morgan Stanley Private Bank, National Association New York NY 02/2015 Present
Morgan Stanley Smith Barney Llc Frankenmuth MI 06/2015 Present
  • 11/2014 → Present
    Morgan Stanley Smith Barney Llc
    Saginaw, MI
  • 02/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2015 → Present
    Morgan Stanley Smith Barney Llc
    Frankenmuth, MI
Previous Registrations
  • 2009-01-12 → 2014-11-17
    Ubs Financial Services Inc.
    Troy, MI
    Grand Blanc, MI
    Weehawken, NJ
    Saginaw, MI
    Weehawken, NJ
    Frankenmuth, MI
    Birmingham, MI
Other Businesses

*413520 - Trust; Investment related -Yes; Rockford, Michigan; Trustee; 11/2020; During business hours: 1; After business hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-20
  • S66 Uniform Combined State Law Examination
    2007-06-20
Other Names
  • Kraig Pendleton

View on SEC IAPD

Other Firms

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CWM, LLC
J.P. MORGAN SECURITIES LLC
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
EQUITABLE ADVISORS, LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DOUGLAS JAMES ADAMS
SCOTT ALAN HAGENBACH
JORDAN TIMOTHY BANNERMAN
JIMMY WESTON PRICE
Joseph L Shaver
DANA LIANNE GIBBS
TIMOTHY LEE BALDWIN
CHARISSE LEIGH VERESH

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · SAGINAW, MI
RAYMOND JAMES & ASSOCIATES, INC. · SAGINAW, MI
CWM, LLC · Saginaw, MI
J.P. MORGAN SECURITIES LLC · SAGINAW, MI
OSAIC WEALTH, INC. · SAGINAW, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Saginaw, MI
OSAIC WEALTH, INC. · SAGINAW, MI
EQUITABLE ADVISORS, LLC · SAGINAW, MI

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