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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2016-09-09 |
Branch Locations
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
309 91St Ave Ne, Lake Stevens, WA 98258 • United States
1219 13Th St, Snohomish, WA 98290 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Seattle | WA | 10/2012 | 09/2016 |
| Wells Fargo Advisors, Llc | Seattle | WA | 09/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
TBD, LLC; NOT INV. RELATED; LAKE STEVENS,WA; 100% OWNERSHIP; START DATE 10/03/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; USED TO HOLD EQUITY POSITIONS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-07 |
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