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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-02-07 |
| AR | RA | APPROVED | 2017-09-07 |
Branch Locations
11311 Arcade Dr Ste 120, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Little Rock | AR | 06/2016 | 09/2017 |
| Lpl Financial, Llc | Little Rock | AR | 09/2017 | Present |
1. 4/17/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/12/2018 - 5 Hours Per Month/1 Hour During Securities Trading. 2. 5/9/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Start Date:09/07/2017 - 1 Hour Per Month/0 Hours During Trading. 3. 09/24/2019 - Rock Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 200 hrs/mo - 100 hrs during trading. 4. 09/24/2019 - Varela Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:10/01/2019 - 200 hrs/mo - 100 hrs during trading. 5. 04/17/2025 - Bellevue Wealth Advisory - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date :05/01/2025 - 240 Hours per Month/ 130 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-08 |
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