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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-16 |
| IA | RA | APPROVED | 2011-05-06 |
Branch Locations
119 Sycamore St Ste 300, Muscatine, IA 52761 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Muscatine | IA | 06/2008 | Present |
| Retirement Resource Group | Muscatine | IA | 04/2009 | Present |
| Principal Securities Inc | Muscatine | IA | 03/2016 | Present |
OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, FIXED ANNUITIES, DISABILITY AND HEALTH INSURANCE THROUGH VARIOUS CARRIERS, 8/29/2012.***Whispering Pines HOA; Not Investment Related; Muscatine, IA; Board Member; Voting member of HOA on finance issues and administration.; Start Date: 08/01/2020; 1 hrs per month; 0 during trading hours. ***RRG Payroll, Inc.; Not Investment Related; Muscatine, IA; Co-owner; Recordkeeping of busines, handling funds, payroll responsibilities. For payment of private staff only.; Start Date: 06/04/2021; 1 hrs per month; 1 during trading hours. LIONS CLUB MUSCATINE POSITION: President NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: PO BOX 173, Muscatine IA 52761, United States DESCRIPTION: President. Write agenda for meetings. Conduct meetings. Oversee the service provided to our community. People with financial hardship in regard to eye care or hearing. Sponsoring diabetes campers, medical college scholarships. Help plan and operate fund raisers for the community. 100% goes back to the community.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-04 |
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