Brian Patrick Rongey

Current Employers

Stifel Independent Advisors, Llc

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2023-11-09
TX	RA	APPROVED_RES	2020-02-05
IL	RA	APPROVED	2009-06-17

MO RA
APPROVED

Since 2023-11-09
TX RA
APPROVED_RES

Since 2020-02-05
IL RA
APPROVED

Since 2009-06-17

Branch Locations

501 North Broadway, St. Louis, MO 63102 • United States

One Financial Plaza 501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Independent Advisors, Llc	St. Louis	MO	07/2008	Present
Stifel Financial	St. Louis	MO	01/2026	Present

07/2008 → Present

Stifel Independent Advisors, Llc

St. Louis, MO
01/2026 → Present

Stifel Financial

St. Louis, MO

Other Businesses

1. Mascoutah Athletic Commission (MAC) Mascoutah IL 62258; Athletic Booster Club; Secretary; Assist with the support of youth sports in Mascoutah; 1/1/2015; 1 hour per week; not during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-06-16

S66 Uniform Combined State Law Examination

2009-06-16

View on SEC IAPD

Current Employers

Stifel Independent Advisors, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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