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205 Hudson Trace, Augusta, GA 30907 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2010-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Richard Young Associates, Ltd | Augusta | GA | 06/2007 | Present |
| Independent Financial Group | San Diego | CA | 08/2010 | 10/2016 |
(1) INDEPENDENT RIA/ FINANCIAL ADVISOR WITH "RICHARD YOUNG ASSOCIATES" SINCE 6/2007. INVESTMENT RELATED. APPROX 90% TIME SPENT. BUSINESS CONDUCTED AT 205 HUDSON TRACE, SUITE A, AUGUSTA, GA 30907. (2) THE MY WHY FOUNDATION; INVESTMENT-RELATED; AUGUSTA, GA; CHARITABLE 501C3; FOUNDER; 2020; APPROXIMATELY 30 HOURS/MO OUTSIDE TRADING HOURS; FOCUS IS TO EDUCATE THE UNDERSERVED TO UNDERSTAND AND USE OPEN STOCK MARKET ACCOUNTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-22 |
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