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340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-12-21 |
| TX | RA | APPROVED | 2022-12-21 |
Branch Locations
116 Henshaw Avenue, Chico, CA 95973 • United States
340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Chico | CA | 06/2007 | 12/2022 |
| Aw Securities | Folsom | CA | 12/2022 | Present |
| Allworth Financial | Folsom | CA | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2007-08-28 |
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