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Benjamin Daniel Knight

Allworth Financial, L.P.

Chico, CA

Folsom, CA

CRD 5312758

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Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-12-21
TX RA APPROVED 2022-12-21
  • CA RA
    APPROVED
    Since 2022-12-21
  • TX RA
    APPROVED
    Since 2022-12-21

Branch Locations

116 Henshaw Avenue, Chico, CA 95973 • United States

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Chico CA 06/2007 12/2022
Aw Securities Folsom CA 12/2022 Present
Allworth Financial Folsom CA 12/2022 Present
  • 06/2007 → 12/2022
    Lpl Financial Llc
    Chico, CA
  • 12/2022 → Present
    Aw Securities
    Folsom, CA
  • 12/2022 → Present
    Allworth Financial
    Folsom, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-04-23
S63 Uniform Securities Agent State Law Examination 2007-08-28
  • S65 Uniform Investment Adviser Law Examination
    2010-04-23
  • S63 Uniform Securities Agent State Law Examination
    2007-08-28
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Offices

WALLER FINANCIAL COACHING · CHICO, CA
CETERA INVESTMENT ADVISERS LLC · CHICO, CA
FARMERS ASSET MANAGEMENT, LLC · Chico, CA

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