Shane M Workman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 08/2019
  Mcclure Contracting
  Saint Petersburg, FL
• 03/2018 → 08/2019
  Lpl Financial Llc
  Saint Petersburg, FL
• 05/2018 → 05/2019
  Psi Advisors, Llc
  Tampa, FL
• 09/2019 → 04/2021
  Transamerica Investors Securities Corporation
  St. Petersburg, FL
• 08/2019 → 04/2021
  Transamerica Life Insurance Company
  St. Petersburg, FL
• 04/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Largo, FL
• 04/2021 → Present
  Bank Of America, N.A.
  Largo, FL

Previous Registrations

• 2019-09-13 → 2021-04-05
  Transamerica Retirement Advisors, Llc
  St.PEtersburg, FL
• 2019-03-15 → 2019-05-20
  Psi Advisors, Llc
  Saint Petersburg, FL
  Tampa, FL
• 2018-05-30 → 2018-12-31
  Psi Advisors, Llc
  St. Petersburg, FL
  Tampa, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-14
• S63 Uniform Securities Agent State Law Examination
  2014-01-17

Other Names

• Shane Michael Workman