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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-07-08 |
| CA | RA | APPROVED | 2007-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith, Inc. | Scottsdale | AZ | 01/2007 | Present |
| Bank Of America,N.A. | Scottsdale | AZ | 06/2011 | Present |
I*1753281, Entity Type:Entity For Profit, Name of OBA: Figaro LLC, Address: Phoenix, AZ, 85050, Investment Related:No Position, Title, Association: General Partner/Managing Member Employee Start Date: 2/24/2011 No Hours: No Hours during trading: Duties:This is a dormant LLC that was established for an online clothing shopping site. Nothing ever transpired and no activity within the LLC. It has since been closed on 3/14/24 and termination will be viewable in 2 business days on the Arizona Corporate Commission website. Part owner solely
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-22 |
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