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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| CA | RA | APPROVED | 2008-02-27 |
Branch Locations
4 Lower Ragsdale Drive Suite 120, Monterey, CA 93940-7835 • United States
610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States
Costa Mesa, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | San Francisco | CA | 03/2008 | Present |
| City National Bank | San Francisco | CA | 08/2016 | 11/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-26 |
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