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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-05
CA RA APPROVED 2008-02-27
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • CA RA
    APPROVED
    Since 2008-02-27

Branch Locations

4 Lower Ragsdale Drive Suite 120, Monterey, CA 93940-7835 • United States

610 Newport Center Drive Suite 900, Newport Beach, CA 92660-6448 • United States

Costa Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc San Francisco CA 03/2008 Present
City National Bank San Francisco CA 08/2016 11/2017
  • 03/2008 → Present
    San Francisco, CA
  • 08/2016 → 11/2017
    City National Bank
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-26
  • S66 Uniform Combined State Law Examination
    2008-02-26
Other Names
  • Annie Elizabeth Wight

View on SEC IAPD

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