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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Lima | OH | 03/2007 | 11/2024 |
| Prudential Insurance Company Of America | Lima | OH | 03/2007 | Present |
| Lpl Enterprise, Llc | Lima | OH | 11/2024 | Present |
1. 11/14/2024 - Ultimate Racing Promotions LLC - Other - Bluffton, OH - NOT INV REL - Start Date 01/01/2014 - 5hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-04-19 |
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