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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-22 |
| AZ | RA | APPROVED | 2014-11-13 |
| CA | RA | APPROVED | 2014-10-01 |
Branch Locations
1600 S. Pacific Coast Hwy, Redondo Beach, CA 90277 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Redondo Beach | CA | 09/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2007-04-13 |
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