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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-05-15
  • MN RA
    APPROVED
    Since 2015-05-15

Branch Locations

12435 55Th St N Ste A, Lake Elmo, MN 55042 • United States

3600 Minnesota Dr Ste 550, Edina, MN 55435-7925 • United States

7100 Northland Circle N Ste 102, Brooklyn Park, MN 55428 • United States

Bayport, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Elmo MN 05/2015 03/2020
Ameriprise Financial Services, Llc Lake Elmo MN 03/2020 Present
Previous Registrations
  • 2014-03-13 → 2015-05-22
    West St. Paul, MN
    Eagan, MN
    Woodbury, MN
    Ellsworth, WI
    River Falls, WI
  • 2007-06-20 → 2011-04-04
    Investment Centers Of America, Inc.
    Forest Lake, MN
Other Businesses

Business Ownership; Peniel Reflection, LLC; Leadership/Administration as well as oversight on operation components of the LLC.; Manage Ameriprise Business; 209 Tabor St, , Punta Gorda, FL, 33950; Investment-Related; 07/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours. Outside Employment; Peniel Reflection, LLC; Leadership/Administration as well as oversight on operational components of LLC.; Manage advisory business; 209 Tabor St, , Punta Gorda, FL, 33950; Investment-Related; 07/01/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-18
  • S66 Uniform Combined State Law Examination
    2007-06-18
Other Names
  • Luke Ellis

View on SEC IAPD

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