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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-05-14
TX RA APPROVED_RES 2017-05-05
WI RA APPROVED 2013-10-04
  • FL RA
    APPROVED
    Since 2018-05-14
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • WI RA
    APPROVED
    Since 2013-10-04

Branch Locations

4890 Owen Ayres Court Suite 102, Eau Claire, WI 54701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Eau Claire WI 10/2013 Present
  • 10/2013 → Present
    Robert W. Baird & Co
    Eau Claire, WI
Previous Registrations
  • 2009-11-09 → 2013-10-07
    St Louis, MO
    Altoona, WI
    Altoona, WI
  • 2009-01-02 → 2009-10-26
    Eau Claire, WI
    Saint Petersburg, FL
  • 2008-07-16 → 2009-01-02
    Raymond James Financial Services, Inc.
    Eau Claire, WI
  • 2007-12-05 → 2008-07-16
    Sii Investments, Inc.
    Eau Claire, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-17
  • S66 Uniform Combined State Law Examination
    2007-11-17

View on SEC IAPD

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