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Andrew Veth

Charles Schwab & Co., Inc.

Washington, DC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2021-08-03
  • DC RA
    APPROVED
    Since 2021-08-03

Branch Locations

1845 K Street, N.W., Washington, DC 20006-1209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 11/2006 05/2021
Strategic Advisors Inc. Reston VA 11/2006 07/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 05/2021
Fidelity Investments Reston VA 11/2008 05/2021
Charles Schwab & Co., Inc. Washington DC 07/2021 Present
Charles Schwab Bank Ssb Washington DC 07/2021 Present
  • 11/2006 → 05/2021
    Fidelity Brokerage Services Llc
    Durham, NC
  • 11/2006 → 07/2018
    Strategic Advisors Inc.
    Reston, VA
  • 07/2018 → 05/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 11/2008 → 05/2021
    Fidelity Investments
    Reston, VA
  • 07/2021 → Present
    Charles Schwab & Co., Inc.
    Washington, DC
  • 07/2021 → Present
    Charles Schwab Bank Ssb
    Washington, DC
Previous Registrations
  • 2018-07-13 → 2021-05-22
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2009-01-08 → 2018-07-13
    Strategic Advisers Llc
    Reston, VA
Other Businesses

1) N/A | Investment Related:No|148 Cherokee Ct|duck|nc|27949|usa|Other|Homeowner|7/9/2022|Less than 20|0|Homeowner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-07
S63 Uniform Securities Agent State Law Examination 2007-05-02
  • S66 Uniform Combined State Law Examination
    2009-01-07
  • S63 Uniform Securities Agent State Law Examination
    2007-05-02
Designations
Other Names
  • Andrew Veth
  • Andrew Houseknecht Veth
  • Andrew H Veth

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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