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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-01 |
| TX | RA | APPROVED_RES | 2021-01-11 |
| WI | RA | APPROVED | 2018-02-14 |
Branch Locations
14 S Jackson St Suite 100, Janesville, WI 53548 • United States
112 N 4Th St, Oregon, IL 61061 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Janesville | WI | 10/2009 | 02/2018 |
| Lpl Financial Llc | Janesville | WI | 02/2018 | Present |
1. 01/03/2018 - GUIST WEALTH ADVISORS, INC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - advisor - Fixed - start date 05/14/2007 - 80 hours per month/5 hours during securities trading. 2. 01/03/2018 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Notary - start date 09/2013 - 2 hours per month. 3. 01/03/2018 - GUIST WEALTH ADVISORS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - OWNER & PRESIDENT OF FINANCIAL PLANNING AGENCY - start date 09/01/16.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-09 |
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