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Jeffery Brian Jones

Tsa Management Inc

Glen Head, NY

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Current Employers
Tsa Management Inc

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-16
  • NY RA
    APPROVED
    Since 2024-04-16

Branch Locations

725 Glen Cove Ave, Glen Head, NY 11545 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 06/2017
Mml Investors Services, Llc Latham NY 03/2017 06/2017
Halliday Financial, Llc Clifton Park NY 06/2017 Present
  • 07/2016 → 06/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 06/2017
    Mml Investors Services, Llc
    Latham, NY
  • 06/2017 → Present
    Halliday Financial, Llc
    Clifton Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2007-06-21
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2007-06-21
Other Names
  • Jeffrey Jones

View on SEC IAPD

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