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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-06-14 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc. | La Vista | NE | 09/2016 | Present |
| Securities America Advisors | La Vista | NE | 09/2016 | Present |
| Nebraska Department Of Banking & Finance/Securities Bureau | Lincoln | NE | 04/2013 | 09/2016 |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
| Osaic Wealth, Inc. | Jersey City | NJ | 06/2024 | Present |
***SECURITIES AMERICA ADVISORS IAR-INVESTMENT ADVISORY-INVESTMENT RELATED-START DATE: 03/2017 LOCATED AT: 12325 PORT GRACE BLVD, LA VISTA, NE 68128 ***FIXED ANNUITY/INSURANCE POSITION: Sole Advisor NATURE: Incidental business written with Highland Capital Brokerage. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2019 ADDRESS: 3044 San Agustin Dr., Lincoln NE 68516 DESCRIPTION: Annuity or insurance business for family/friends. This will be written through our affiliated IMO, Highland. ***N/A POSITION: employee NATURE: SECURITIES AMERICA ADVISORS-IAR-INVESTMENT ADVISORY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, DESCRIPTION: Affiliation of advisory license for employment
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-09 |
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