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Grant Scott Keeler

Osaic Wealth, Inc.

Scottsdale, AZ

CRD 5308098

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-06-14
  • NE RA
    APPROVED
    Since 2024-06-14

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. La Vista NE 09/2016 Present
Securities America Advisors La Vista NE 09/2016 Present
Nebraska Department Of Banking & Finance/Securities Bureau Lincoln NE 04/2013 09/2016
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
Osaic Wealth, Inc. Jersey City NJ 06/2024 Present
  • 09/2016 → Present
    Securities America Inc.
    La Vista, NE
  • 09/2016 → Present
    Securities America Advisors
    La Vista, NE
  • 04/2013 → 09/2016
    Nebraska Department Of Banking & Finance/Securities Bureau
    Lincoln, NE
  • 06/2024 → Present
    Jersey City, NJ
  • 06/2024 → Present
    Jersey City, NJ
Previous Registrations
  • 2017-03-29 → 2024-06-14
    Securities America Advisors, Inc.
    La Vista, NE
  • 2009-07-23 → 2012-12-11
    North Platte, NE
    North Platte, NE
    St Louis, MO
  • 2008-01-11 → 2009-04-27
    Wells Fargo Investments, Llc
    Mccook, NE
    North Platte, NE
    Grand Island, NE
Other Businesses

***SECURITIES AMERICA ADVISORS IAR-INVESTMENT ADVISORY-INVESTMENT RELATED-START DATE: 03/2017 LOCATED AT: 12325 PORT GRACE BLVD, LA VISTA, NE 68128 ***FIXED ANNUITY/INSURANCE POSITION: Sole Advisor NATURE: Incidental business written with Highland Capital Brokerage. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/15/2019 ADDRESS: 3044 San Agustin Dr., Lincoln NE 68516 DESCRIPTION: Annuity or insurance business for family/friends. This will be written through our affiliated IMO, Highland. ***N/A POSITION: employee NATURE: SECURITIES AMERICA ADVISORS-IAR-INVESTMENT ADVISORY INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: 12325 Port Grace Blvd, La Vista NE 68128, DESCRIPTION: Affiliation of advisory license for employment

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-09
  • S66 Uniform Combined State Law Examination
    2008-01-09

View on SEC IAPD

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